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Compliance officer passes Series 7

A junior compliance officer at the Private Trust Corporation, Donovan Newman, has passed the Series 7 exam in Fort Lauderdale after studying with the Nassau-based Securities Training Institute (STI).

Bettina Albury, STI's operations manager, said: “We are pleased to be able to play a role in preparing individuals to achieve this international designation in order to become qualified to participate in the securities market in the Bahamas.”

STI offers courses for the Series 7, Series 6, Compliance Officer and the Canadian Securities Course, along with various one-day workshops catering to financial services professionals.

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